Zhongxin Jingwei, December 29 - On the 29th, the administrative penalty information disclosure table disclosed by the State Administration of Financial Supervision ** showed that Huaan Financial Insurance Asset Management Co., Ltd. (hereinafter referred to as Huaan Asset Management) was fined 5.15 million yuan, and many others were warned and fined.
Specifically, the relevant parties were involved in eight violations of laws and regulations: first, senior executives held part-time jobs in violation of regulations, second, they failed to perform their duty of prudent management of the entrusted insurance funds, third, they prepared and provided false statements, fourth, the bond investment did not meet the regulatory requirements, fifth, the insurance funds did not comply with the bank deposit business, sixth, the provision of channel business for insurance funds, seventh, the related-party transactions of investing in the equity of related parties were not approved, and eighth, the financial data were untrue.
In accordance with the relevant regulations, the State Administration of Financial Supervision fined the institution 5.15 million yuan, warned and fined Zhang Yashuo (then assistant general manager of the financial accounting department of Huaan Asset Management) 70,000 yuan, Liu Hao (then the financial director of Huaan Asset Management and general manager of the financial accounting department) warned and fined 70,000 yuan, He Wei (then general manager of the fixed income department of Huaan Asset Management and deputy general manager of the company) warned and fined 70,000 yuan, Che Zheng (then deputy general manager of the financial market department of Huaan Asset Management) warned and fined 100,000 yuan, and Wang Fan ( At that time, he was the assistant general manager of Huaan Asset Management) warned and fined 100,000 yuan.
*: State Administration of Financial Regulation.
According to the information on the company's official website, Huaan Asset Management has a registered capital of 200 million yuan and is registered in Heping District, Tianjin, and is also the only insurance asset management company in Tianjin. The company's main business is entrusted with the management of client funds, management and use of its own funds, etc., and the current asset management scale is about 180 billion yuan. (Zhongxin Jingwei app).
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