Zhongxin Jingwei, December 13 Sansheng Wisdom Education Technology Co., Ltd. (ST Sansheng) failed to disclose illegal guarantee matters in a timely manner, and the company's then actual controller, chairman Lin Rongbin, and then deputy general manager Cao Lei were to be fined a total of 3.6 million.
Screenshot of ST Sansheng announcement.
Failure to disclose the violation of the guarantee in a timely manner.
On the evening of the 12th, *ST Sansheng announced that recently, the company received the "Prior Notice of Administrative Punishment" (hereinafter referred to as the "Notice") issued by the Beijing Securities Regulatory Bureau.
According to the notice, it has been found that from 2020 to 2021, without the deliberation of the board of directors and the general meeting of shareholders of *ST Sansheng, Guangdong Sansheng, a wholly-owned subsidiary of *ST Sansheng, provided external guarantees in violation of regulations through deposit pledges, including:
In December 2020, Zhuhai Hongshitong went to Bohai Bank1900 million yuan of loans to provide guarantees. In December 2020, Zhuhai Yifuli made a request to Bohai Bank1900 million yuan of loans to provide guarantees. In December 2020, Guangdong Sansheng made a request to Bohai Bank for Fujian Xingsheng Industrial Co., Ltd. 1900 million yuan of loans to provide guarantees. In December 2020, Guangdong Sansheng submitted the first project construction to Bohai Bank for Fujian Shengqi Project873.5 billion yuan of loans were guaranteed.
In July 2021, Guangdong Sansheng was Zhuhai Hongshitong to Guangzhou Rural Commercial Bank1900 million yuan of loans to provide guarantees. In July 2021, Guangdong Sansheng was Zhuhai Xingsheng Maoda *** to Guangzhou Rural Commercial Bank 1900 million yuan of loans to provide guarantees. In October 2021, Guangdong Sansheng was Zhuhai Yifuli to Guangzhou Rural Commercial Bank 1900 million yuan of loans to provide guarantees. In December 2021, Guangdong Sansheng made a request to Bohai Bank for Fujian Sansheng Industrial Co., LtdA loan of 800 million yuan was provided as a guarantee.
In December 2020, the amount of external guarantees involved in the case was 7573.5 billion yuan, accounting for 24 percent of the total equity attributable to the owners of the parent company disclosed in the 2019 annual report of *ST Sansheng8.2 billion of 3051%；From July 2021 to December 2021, the amount of external guarantees involved in the case was 9500 million yuan, accounting for 17 million of the total equity attributable to the owners of the parent company disclosed in the 2020 annual report of *ST Sansheng4.7 billion of 5438%。A total of about 1.7 billion yuan, such guarantees are required to be a material event.
ST Sansheng failed to disclose the above-mentioned material guarantee matters that should be disclosed in a timely manner in accordance with relevant regulations.
In addition, *ST Sansheng failed to truthfully and completely disclose the relevant material guarantee matters during the reporting period involved in the case in accordance with the regulations, resulting in material omissions in the company's 2020 annual report and 2021 semi-annual report.
The Beijing Securities Regulatory Bureau believes that *ST Sansheng's failure to disclose material guarantee matters in a timely manner is suspected of violating the provisions of Article 78, Paragraph 1 of the ** Law;There are major omissions and false records in the 2020 annual report and 2021 semi-annual report disclosed by the company, which are suspected of violating the provisions of paragraph 2 of Article 78 of the ** Law, and constitute an illegal act of information disclosure under the second paragraph of Article 197 of the ** Law.
Lin Rongbin was the actual controller of the company at the time, instructed Cao Lei to carry out the external guarantee acts involved in the case, and concealed the relevant matters from the company when he knew that the external guarantee matters involved in the case had occurred, resulting in the company's illegal disclosure of relevant information.
Lin Rongbin, as the chairman of the company at the time, knew and participated in the guarantee matters involved in the case and failed to be diligent and conscientious, and according to the provisions of paragraph 3 of Article 82 of the ** Law, he was the person in charge directly responsible for the company's illegal information disclosure.
Cao Lei, as the deputy general manager of the company at the time, participated in and implemented the guarantee matters involved in the case and failed to be diligent and conscientious, which is an illegal act of information disclosure of the company according to the provisions of paragraph 3 of Article 82 of the ** Law.
A total of 3.6 million yuan will be fined.
In addition, according to the "Notice", according to the facts, nature, circumstances and degree of social harm of the parties' illegal acts, the Beijing Securities Regulatory Bureau intends to decide:
1. Sansheng Wisdom Education Technology Co., Ltd. was given a warning and fined 1.1 million yuan
2. Lin Rongbin was given a warning and fined 1.9 million yuan, of which a fine of 1.2 million yuan was imposed as the actual controller and a fine of 700,000 yuan was imposed as the directly responsible person in charge
3. Cao Lei was given a warning and fined 600,000 yuan.
According to the company's official website, the company was founded in September 2003 and listed on the GEM of Shenzhen ** Exchange in December 2011. At present, the company's main business focuses on the field of education informatization with smart education services and intelligent education equipment as the core, and the field of education services with international education as the core.
In terms of performance, *ST Sansheng achieved revenue of 20.9 billion yuan, a year-on-year increase of 1578%, recording a net loss of 39.46 million yuan attributable to the parent company, a year-on-year decrease of 73%. (Zhongxin Jingwei app).
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