The registration fee for the Chief Compliance Officer is not exaggerated!Registration is closed?

Mondo Finance Updated on 2024-01-31

Recently, the Hebei Securities Regulatory Bureau has seriously investigated and dealt with the financial fraud case of the delisted enterprise Pangda Group, issued a fine of up to 22.2 million yuan, and imposed a lifetime market ban and a ten-year market ban on the two main responsible personnel. This case once again reminds us of the importance of corporate compliance management and the important role of corporate compliance professionals in maintaining market order and promoting corporate development.

Pangda Group's financial fraud case has attracted widespread attention, and the problems exposed behind it have highlighted the company's deficiencies in compliance management. Enterprise compliance management refers to the internal control and risk management carried out by enterprises in accordance with the requirements of laws, regulations, rules and regulations, and business ethics to ensure that enterprises carry out business activities under reasonable and appropriate restrictions. Nowadays, with the increasingly fierce competition in the market and stricter supervision, corporate compliance management has become an indispensable part of enterprises.

This financial fraud case reminds us once again that compliance management is essential to the development of a business. A compliant enterprise can establish a good corporate image and enhance market competitiveness. On the contrary, if an enterprise neglects compliance management, it will not only face huge economic risks, but also be sanctioned by laws and regulations and condemned by society, bringing irreparable losses to the enterprise.

Corporate compliance professionals play an important role in corporate compliance management. They are professionals with the knowledge and experience to help companies build a sound culture of internal control and compliance. They help enterprises standardize business behaviors, prevent risks, and enhance compliance capabilities by formulating and implementing compliance strategies, reviewing and improving corporate systems, and providing training and consulting. So, as an aspiring corporate compliance professional, you may be wondering, how to obtain this professional certificateYou can obtain the relevant qualifications by taking the unified examination for the professional competence (level) of corporate compliance professionals. The following is some important information about the Unified Exam for Corporate Compliance Professionals:

Exam registration channels: The only registration channel for the unified examination of professional competence (level) of corporate compliance professionals is the unified examination website of professional competence (level) of corporate compliance professionals. Exam location: The unified examination for the professional competence (level) of corporate compliance professionals is an offline exam, and there are test centers in all provinces and municipalities directly under the central government across the country, so that you can take the exam nearby. Registration deadline: The registration for the latest unified examination for corporate compliance professionals will close on December 29, 2023. Exam time: The unified examination for the professional competence (level) of corporate compliance professionals will be held on March 30, 2024, and candidates are requested to prepare in advance. Exam content: The exam content includes basic legal knowledge, compliance management principles, risk prevention and control, internal control, and compliance culture construction. Exam syllabus: The exam syllabus will list the weights and assessment methods of each knowledge point in detail for candidates' reference in preparing for the exam.

By taking the Unified Examination for the Professional Competence (Level) of Corporate Compliance Professionals and obtaining the Certificate of Corporate Compliance Professional, you will become a corporate compliance professional with professional knowledge and practical ability, and play an important role in ensuring corporate compliance management. For more information about the Unified Examination for Professional Competence (Level) of Corporate Compliance Specialists, please log in to our official ** in time to learn more about exam registration, exam arrangements, related teaching materials and other information. We believe that with your efforts, more and more outstanding talents will become corporate compliance professionals with professional quality and practical ability in the future, and make positive contributions to ensuring the development of enterprises and market order.

Related Pages