Supervise and supervise according to law Establish a standardized and orderly securities market

Mondo Finance Updated on 2024-02-27

Peaks.

On February 23, the China Securities Regulatory Commission held its first press conference after the Spring Festival. At the meeting, Li Ming, chief inspector and director of the inspection bureau of the China Securities Regulatory Commission, and Yan Bojin, chief risk officer and director of the issuance department, introduced the relevant inspection and law enforcement and answered questions from reporters, releasing a strict regulatory signal to maintain market order and protect the legitimate rights and interests of investors.

Capital is an important factor of production in the socialist market economy, and it is also an important link that drives the agglomeration and allocation of various factors of production. To give play to the positive role of capital in promoting the development of social productive forces, it is necessary to give full play to the decisive role of the market in the allocation of resources and give better play to its leading role. In terms of the importance of the work, it not only has a broad people's nature, but also has the political nature of determining economic development and ensuring the interests of people's livelihood. China's first-class market management work must adhere to the people-centered value orientation, and constantly meet the economic and social development and the growing financial needs of the people, which is also the basic work of governing the country and protecting the vital interests of the people.

Past reality and practice have proved that there are many reasons for the stable and sustainable development of the market, but the fundamental reason is that the construction of the rule of law in the market and the financial market is not complete, and the implementation of the legal system for financial management is not in place, resulting in a certain degree of regulatory loopholes and deficiencies, allowing some lawbreakers to take advantage of the loopholes in supervision, and thus affecting people's confidence in the market.

Since the convening of the first financial work conference and the first economic work conference last year, the China Securities Regulatory Commission has comprehensively strengthened the main responsibility and main business of supervision, and emphasized the implementation of the "long teeth and thorns" of supervision. Especially since the beginning of the Lunar New Year, the market has gradually formed a trend of stabilization and rebound, driven by many favorable policies. This once again proves that to activate the market and boost confidence, we must establish a standardized, orderly, fair and just market environment, we must adhere to the work tone of investigating and punishing illegal acts in accordance with the law, maintaining market order, and purifying the market ecology, and consistently improve the rule of law supervision system. Longitudinal to the end.

The socialist market economy is an economy governed by the rule of law, and it is necessary to adhere to the rule of law thinking, strengthen the concept of the rule of law, and regulate and manage the economy according to law. From consolidating the legal foundation of the market, continuing to increase the crackdown on violations of laws and regulations, to severely cracking down on illegal fundraising, strengthening financial supervision and law enforcement, etc., the construction of financial rule of law has been solidly promoted.

To supervise the financial market in accordance with the law, we must correctly grasp the essence of profit-seeking. It is necessary to strengthen market rules and create a system of rules.

1. Supervise and coordinate the financial market, smooth the flow channels of capital elements, ensure that different business entities have equal access to capital elements, and promote the allocation of capital factors to maximize benefits and optimize efficiency.

Severely cracking down on and punishing illegal and criminal acts in financial activities in accordance with the law is an important means of modern financial supervision. It is necessary to give full play to the important role of the rule of law, and promptly promote legislation in key financial areas and emerging fields. Adhere to the "zero tolerance" policy, pay close attention to market dynamics, account linkage, and abnormal transactions, crack down on market manipulation, insider trading, and other violations of laws and regulations, strengthen the connection between executions, and strengthen law enforcement deterrence. At the same time, it is necessary to adhere to the principles of marketization and rule of law, improve the relevant information disclosure system, further improve market transparency and effectiveness, and actively create a policy environment conducive to long-term value enhancement for listed companies. ⑮

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