Bank of Shanghai Fund Bond Knowledge Classroom How much do you know about the downward revision clau

Mondo Finance Updated on 2024-02-07

What are the reasons for the downward revision of convertible bonds?

When the convertible bond is approaching or entering the resale period, if the convertible bond** is low, the listed company can promote the convertible bond by lowering the conversion price in order to avoid the resale of the convertible bond, so as to avoid triggering the resale clause and causing greater debt repayment pressure. When the stock price of listed companies fluctuates sharply, the cash flow of some listed companies is tight, and the book money funds are insufficient to support the company's repayment of convertible bonds, in order to alleviate the financial pressure of the company, it is possible to implement the downward revision clause, on the one hand, to reduce the cost of investors' conversion of shares by downward revision of the conversion price; On the other hand, the difficulty of forced redemption is reduced by revising the downward conversion price, so that the forced redemption conditions are easier to trigger.

When a major shareholder participates in the placement, it can cooperate with it to sell the convertible bonds by revising the downward revision of the convertible bonds. Once the convertible bonds are listed in a downturn, some major shareholders with limited liquidity will be in a dilemma, and if the convertible bonds are converted, they will lose money, and they will face liquidity pressure. In order to get out of trouble, major shareholders are often more willing to revise convertible bonds downwards and reduce the conversion of shares**, so as to cooperate with their selling**. In addition, in order to avoid reselling, the company can stabilize market sentiment and maintain market confidence by revising the conversion price downward, thereby facilitating the conversion of shares.

What are the effects of the downward revision of convertible bonds?

For the company, it can increase the value of the conversion and alleviate the pressure on capital. After the implementation of the downward revision clause, it will promote the increase in the value of the company's equity conversion, further attract investors to convert convertible bonds into **, and avoid debt repayment pressure while attracting core funds. The increase in the value of the convertible shares will drive the convertible bonds*** to avoid triggering the buyback clause, which can also reduce the company's financial pressure.

For investors, an increase in the value of an asset can help with profits, and a downturn can help reduce losses. After the downward revision, holders of convertible bonds will benefit from the increase in convertible bonds. The company's major shareholders can also profit from the increase in the conversion of shares and the rise of convertible bonds, and when the conversion of bonds is in a downturn, they can also use the implementation of downward revision and selling** to recover losses.

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