Operator Finance Network Ding Qingyan text.
The Beijing Stock Exchange recently announced the results of the 2023 annual ** company practice quality evaluation, and a total of 101 ** companies in 2023 were rated respectively.
1st, 2nd, 3rd, 4th gear. Among them, a total of 20 ** companies have been approved for the first grade, and from the specific score, Shenwan Hongyuan** ranks among the top three. At present, Mao Zongping is the company's compliance director, and the operator's finance is trying to reveal his professional resume.
Mao Zongping, who was born in 1964 and is 60 years old this year, is close to the legal retirement age.
He is a Ph.D., but did not disclose his specific university or major.
At the beginning, Mao Zongping did not directly step into the development of the first industry, but first served in the university for a period of time, serving as the deputy dean of the School of Humanities and Social Sciences of Nanjing University of Aeronautics and Astronautics.
Later, under some opportunity, Mao Zongping chose to leave the school and transfer to work in the enterprise, and focused on the development of the industry.
He successively served as Deputy General Manager and General Manager of Jiangsu Management Headquarters, General Manager of Nanjing Branch, Executive Deputy Director of the General Administration of Audit and Audit, General Manager of Compliance and Risk Management Headquarters, General Manager, Co-Director and Director of Compliance and Risk Management Center.
Before entering Shenwan Hongyuan, Mao Zongping served as the chairman of Shenyin Wanguo Investment. After joining Shenwan Hongyuan, he served as the director of the company's Party Committee Inspection Office, and now Mao Zongping is the compliance director of Shenwan Hongyuan and the general manager of the legal compliance headquarters.
It should be noted that on January 12, 2023, Huang Xia, the former broker of Shenwan Hongyuan***Nanchang County Chenghu North Avenue ** Business Department, had illegal operation of the customer's ** account during her tenure in the business department, and the above behavior reflected that the business department's compliance management of the broker was not in place, and Shenwan Hongyuan**Nanchang County Chenghu North Avenue ** Business Department and related responsible employee Huang Xia were issued a warning letter by the Jiangxi Securities Regulatory Bureau.
Recently, Shenwan Hongyuan** released the 2023 annual performance research report, and it is expected that the company's net profit in 2023 will be between 4.2 and 5 billion yuan, a year-on-year increase of 5059% to 7927%, but while the performance is expected to increase, we should also pay attention to the company's risk compliance issues.