ST Hongda changes sponsor representative, and investors who are under investigation can claim compen

Mondo Finance Updated on 2024-01-28

Produced by Radar Finance and Economics Lei Zhu Bar text|Wu Mo edsDeep sea

On the evening of December 4, ST Hongda issued an announcement on the replacement of the sponsor representative for continuous supervision.

ST Hongda recently received the "Notice on Replacing the Sponsor Representative of Hongda Xingye Shares" issued by First Capital ** Underwriting and Sponsor Co., Ltd. (hereinafter referred to as "First Capital Investment Bank"). ST Hongda's non-public issuance was approved by the China ** Regulatory Commission on the approval of the non-public issuance of Hongda Xingye shares (Zheng Jian Xu Xu [2017] No. 916), and the new shares of the non-public offering have been listed on the Shenzhen ** Stock Exchange on September 8, 2017.

ST Hongda's public issuance of convertible corporate bonds was approved by the China ** Regulatory Commission on the approval of Hongda Xingye Co., Ltd.'s public issuance of convertible corporate bonds (Zheng Jian Xu Xu [2019] No. 2305), and the public issuance of convertible corporate bonds has been listed on the Shenzhen ** Stock Exchange on January 8, 2020.

As the sponsor of the company's public issuance of convertible corporate bonds and non-public issuance**, a venture capital bank has continued to supervise the period from January 8, 2020 to December 31, 2021, and the continuous supervision period has expired. Since the raised funds have not been used up, a venture capital bank continues to perform special supervision duties on the use of the company's raised funds.

A venture capital bank originally appointed Song Yao and Fan Benyuan as the sponsor representatives for the continuous supervision of the company's above-mentioned issuance. In order to ensure the orderly progress of the continuous supervision, a venture capital bank decided to replace Song Yao as the sponsor representative of the above-mentioned continuous supervision of the issuance and continue to perform the obligation of continuous supervision. After this change, the sponsor representatives of the company's above-mentioned issuance continuous supervision are Du Ronglin and Fan Benyuan, who will perform the responsibility of continuous supervision on the use of the company's raised funds in the above two issuances until the end of the continuous supervision obligations stipulated by the China ** Regulatory Commission and the Shenzhen ** Stock Exchange.

It is worth noting that on September 22, 2023, ST Hongda announced that it received the "Notice of Case Filing" (No. 0102023014 Zheng Jian Case Filing) issued by the China Securities Regulatory Commission, due to the company's suspected illegal information disclosure, in accordance with the "** Law of the People's Republic of China", "Administrative Punishment Law of the People's Republic of China" and other laws and regulations, on September 14, 2023, the China Securities Regulatory Commission decided to file a case against the company.

In this regard, lawyer Zhang Yanwei, director of Shanghai Renying Law Firm, told Radar Finance that according to the ** law and relevant regulations, if the misconduct of a listed company causes losses to investors, the injured investors can claim compensation in accordance with the law. Investors who hold ST Hongda** on September 22, 2023** can use the official account"Let's help"(Lei Zhu Code: 88) to sign up and participate in the claim for free. There are no fees until you receive the claim.

Tianyan check shows that in terms of risk, a total of 26,668 pieces of risk information were found in ST Hongda;It was also found that the enterprise had 1 article of legal action;There are 25 articles related to litigation and 6 articles of ** announcement.

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