The process of requirements for the establishment of a license on the National Financial Exchange

Mondo Social Updated on 2024-01-28

The process and requirements for setting up a national gold exchange license are as follows:

1. Determine the name of the company and verify the name.

2. Submit the company's detailed information, including the company's name, registered capital, registered address, business scope, etc.

3. Submit the company's shareholder information and capital contribution ratio.

4. Submit a copy and original ID card of the company's legal representative.

5. Submit the company's full shareholder information, including shareholder names, ID numbers, etc.

6. Submit the company's business premises certification documents, including housing lease contract or housing property right certificate, etc.

7. Submit the company's business scope and business type to ensure that the company's business type complies with the provisions of relevant national laws and regulations.

8. Fill in the resolution of the company's shareholders' meeting or board of directors to ensure that the company's management organization is legal and compliant.

9. Submit the articles of association to ensure that the company's internal management complies with the provisions of relevant national laws and regulations.

10. Submit the company's business license application form and pay the relevant registration fees.

11. Wait for approval, once approved, you can get a business license.

12. According to the requirements of the Gold Exchange, only shareholders or members of the Gold Exchange can issue and list products, so the issuers, managers and underwriters of the products must apply for membership.

13. Submit product-related information for review by the Financial Exchange. After the review, the FSE will decide whether to accept the filing and listing. After the review is passed, the FSE will issue a notice of approval of the filing.

14. After passing the product filing, the management agency can list the product on the gold exchange, submit the relevant listing information, and after passing the review of the gold exchange, the gold exchange will issue a notice of listing approval.

15. The listed products can carry out offline fundraising activities, and after the fundraising is completed, the relevant funds will be transferred to the financing party or the project party.

It should be noted that the setup process and requirements may vary slightly from region to region, and the specific situation needs to be understood and prepared according to the relevant local regulations and policies.

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