Quick look!2024 Securities Practitioner Examination Subject Exemption Conditions!

Mondo Education Updated on 2024-01-30

With the continuous development and standardization of the market, more and more people choose to take the professional examination to obtain the relevant qualifications to engage in the industry. For some eligible candidates, exemption from some subjects can greatly reduce the pressure of preparing for the exam. So, what are the conditions for exemption from the 2024 ** professional examination subjects?This article will introduce it to you in detail.

1. Replacement of old and new subjects.

1.Those who have passed the basic knowledge of the market examination and obtained the qualification can be exempted from the two subjects of "Basic Laws and Regulations of the Market" and "Basic Knowledge of the Financial Market".

2.Those who have passed the examination of the two subjects of basic market laws and regulations and basic knowledge of the financial market, or passed the examination of basic knowledge of the market and registered as a practitioner, can be exempted from the examination of ** market laws and regulations and business.

3.Those who have passed the ** investment analysis exam and are registered as ** practitioners can be exempted from the "Investment Banking Business" exam.

4.Those who have passed the **investment** sales personnel examination and registered as **practitioners** can be exempted from the "**investment** sales business".

II. Exemption Conditions.

According to the "** Company Directors, Supervisors, Senior Managers and Employees Management Rules".

Ten, ten. 1. The details of the 12 articles can be seen that there are 4 subjects that can be exempted from the examination, namely "Basic Knowledge of Financial Markets", "Basic Laws and Regulations of the Market", "Investment Advisory Business", and "Publishing ** Research Report Business". Among them, the subject of "Investment Banking" (Sponsor Representative) cannot be exempted.

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