On January 22, the Shenzhen Stock Exchange issued the "Decision on Disciplinary Punishment of Sichuang Yihui Technology Co., Ltd. and Related Parties" to Sichuang Yihui.
According to the decision, Sichuang Yihui fabricated material falsehoods in the public offering documents of convertible bonds in 2020; The company's 2019 and 2020 annual reports contained false records. Accordingly, the Shenzhen Stock Exchange imposed a penalty of not accepting the issuance and listing application documents submitted by Sichuang Yihui for five years and publicly reprimanding it.
Looking through the information, it was found that the accounting firm involved in this issuance was Tianjian Certified Public Accountants (Special General Partnership), and the signing accountants were Hu Yanlong, Xu Lili, Sun Min and David. According to the statement of the audit institution, "it is confirmed that there is no contradiction between the prospectus and the content of the 2019 Audit Report (Tianjian Review (2020) No. 4398) issued by the firm." The firm and the signatory certified public accountant have no objection to the content of the above-mentioned report cited in the prospectus of Sichuang Yihui Technology Co., Ltd., and confirm that the prospectus does not contain false records, misleading statements or material omissions due to the quotation of the above-mentioned contents, and bear the corresponding legal responsibility."
He has been repeatedly punished by the regulator for violating the rules in the practice process.
According to the data notified by the regulatory authorities, since 2023, Tianjian Certified Public Accountants (Special General Partnership) has been repeatedly punished by regulators.
In November 2023, the Shenzhen Stock Exchange issued the "Regulatory Letter on Tianjian Certified Public Accountants (Special General Partnership) and Ye Huaimin and Chen Menghui" (Audit Center Regulatory Letter 2023 No. 15).
According to the documents, Tianjian Certified Public Accountants (Special General Partnership), Ye Huaimin and Chen Menghui had the following violations in the course of their practice: "1. Failure to fully verify the irregularities in the issuer's financial internal control; Second, the verification of the issuer's R&D expenses is not in place".
The most recent penalty occurred in January 2024, when the Zhejiang Securities Regulatory Bureau took regulatory measures against Tianjian Certified Public Accountants (Special General Partnership). According to the documents, Tianjian Certified Public Accountants (Special General Partnership), Li Weihai and Zheng Yu have the following problems in the implementation of the audit project of Jinghuawei's 2022 financial statements (report number: Tianjian Audit No. 2023 No. 4718): "1. The audit procedures related to the return of goods are not in place; Second, the details of the test audit working paper is incomplete".
Article Serial Number: 1751845963888201728).
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