Operator Finance Network Ding Qingyan text.
According to its 2023 performance forecast, it can be seen that the company expects to achieve a net profit attributable to the owners of the parent company in 2023 after deducting non-recurring gains and losses of about 56.5 billion to 65.6 billion yuan, an increase of about 26 billion to 35.1 billion yuan, an increase of about 85% to 115% year-on-year, and the overall performance is expected to be considerable.
Southwest ** is currently headed by Ye Ping, and the operator finance is trying to reveal his past professional resume.
Born in 1970, Ye Ping, aged 54, is an Executive MBA and Senior Accountant. Before entering the southwest, Ye Ping worked in the trust field, successively served as the financial manager, deputy general manager and head office accountant of Chongqing International Trust and Investment Co., Ltd. in Shenzhen.
After coming to Southwest China, Ye Ping started as the financial manager of the company's planning and finance department, and then successively served as the assistant general manager and deputy general manager of the planning and finance department, the deputy general manager of the finance and capital department, and the deputy general manager of the finance and accounting department (presiding over the work).
Until December 8, 2023, Ye Ping was hired as the deputy general manager of Southwest China, and is also compatible with the company's member of the Party Committee, general manager of the financial and accounting department, director of Southwest Securities Equity Investment, director of Chongqing Equity Service Group Co., Ltd., and director of Southwest Securities Chongqing Equity Investment Management.
It should be noted that on June 2, 2023, due to the imperfection of internal control and process management in business management in the business of publishing research reports, there were situations such as the failure to perform the internal audit procedures for the removal of research subjects from the coverage pool, the delay in the approval time of individual research activities, and the lack of handling records for abnormal situations under the "prompt" project of the investment research system platform due to quality control compliance; The evaluation incentives are unreasonable, and there are violations such as research sales personnel participating in the assessment of researchers, and some part-time compliance personnel not being evaluated by the person in charge of compliance.
Secondly, the views of individual research reports in the Southwest ** research report are not prudent and the basis is insufficient; The data of individual studies reported that the labeling was unclear and the data were incorrect; There are situations such as insufficient logical consistency between analysis and conclusion, imprudent profitability, inconsistent description of content with facts, and lack of quantitative analysis of risk disclosure. The quality control review of individual research reports did not upload the valuation model manuscript.
In the end, Southwest ** was issued a warning letter by the Chongqing Securities Regulatory Bureau, and the signed analyst Yang Hao was issued a warning letter.