Produced by Radar Finance and Economics Lei Zhu Bar text|Xiao Wenzhu edDeep sea
On December 8, SUNSEA Intelligent issued an announcement on the change of the signing accountant and the person in charge of project quality control.
On April 14, 2023, the 49th meeting of the fifth board of directors was held, and the "Proposal on the Renewal of the Appointment of the 2023 Audit Institution" was deliberated and approved, and it was agreed to re-appoint Tianheng Certified Public Accountants (Special General Partnership) (hereinafter referred to as "Tianheng") as the company's 2023 audit institution for a period of one year. The proposal was deliberated and approved by the company's 2022 annual general meeting of shareholders. On December 8, 2023, the company received the "Notification Letter of Change of Signed Certified Public Accountant and Project Quality Review Personnel" issued by Tianheng.
As the 2023 audit institution hired by the company, Tianheng Law Firm originally appointed Lu Dezhong (project partner) and Cheng Zhengfeng, the signing certified public accountants, to provide 2023 audit services for the company, and Wang Weiqing as the person in charge of project quality control. Now, due to the adjustment of work, arranged by Tianheng, the signing certified public accountant has been changed from Cheng Zhengfeng to Zhu Jian, and the person in charge of project quality control has been changed from Wang Weiqing to Min Zhiqiang. After this change, the signing certified public accountants who will provide audit services for the company in 2023 are Lu Dezhong and Zhu Jian, and the person in charge of project quality control is Min Zhiqiang.
Zhu Jian and Min Zhiqiang have not been criminally punished for their practice in the past three years, have not been subject to administrative penalties, supervision and management measures by the China Securities Regulatory Commission and its dispatched agencies, and industry authorities, and have not been subject to the self-regulatory measures and disciplinary actions of self-regulatory organizations such as trading venues and industry associations, and there is no violation of the independence requirements of the Code of Professional Ethics of Chinese Certified Public Accountants.
The change of the signing certified public accountant and the person in charge of project quality control will be handed over in an orderly manner, and the changes will not have an impact on the company's 2023 financial statement audit and internal control audit business and project quality review.
It is worth noting that on December 5, 2023, SUNSEA received the "Advance Notice of Administrative Punishment" ([2023] No. 19) served by the Shenzhen Supervision Bureau of the China Securities Regulatory Commission.
After investigation, SUNSEA is suspected of the following illegal facts: 1. The accounting of the goodwill impairment amount is wrong. 2. The accounting of the equity disposal proceeds of the subsidiary was incorrect. 3. Chongqing Unicom IDC project accounting error. Fourth, the accounting error of major financing component projects.
The impact of the above matters on the total profit of SUNSEA from 2018 to 2021 was inflated by 3343320,000 yuan, an inflated increase of 368290,000 yuan, an inflated increase of 878120,000 yuan, a reduction of 3014190,000 yuan, accounting for the total profit disclosed in the annual report from 2018 to 202141%。As a result of the above matters, there were false records in the 2018 annual report, 2019 annual report, 2020 annual report and 2021 annual report of SUNSEA Intelligence. On June 23, 2020, SUNSEA disclosed the "Announcement on the Listing of Non-public Offering of A Shares" and the "Report on the Issuance of Non-public Offering of A Shares" (hereinafter collectively referred to as the "Non-public Offering Documents"), citing the above-mentioned financial data of the relevant annual reports.
According to the facts, nature, circumstances and degree of social harm of the parties' illegal acts, and in accordance with the provisions of the second paragraph of Article 197 of the ** Law, the Shenzhen Securities Regulatory Bureau intends to make the following decisions: order SUNSEA to make corrections, give a warning, and impose a fine of 4 million yuan;Yang Zixiang and Yang Tao were given warnings and fined 1 million yuan respectivelyLiu Ping, Ding Yi, and Ma Yufeng were given warnings and fined 800,000 yuan eachSong Deliang and Yu Ming were given warnings and fined 500,000 yuan each.
In this regard, lawyer Zhang Yanwei, director of Shanghai Renying Law Firm, told Radar Finance that if the misconduct of a listed company causes losses to investors, the injured investors can claim compensation in accordance with the law. Investors who are between April 24, 2019 and April 29, 2022, and still hold Sunsea Intelligence** on April 29, 2022, can do so through the official account"Let's help"(Lei Zhu Code: 88) to sign up and participate in the claim for free. There are no fees until you receive the claim.
Tianyan check shows that in terms of risk, a total of 978 pieces of risk information were found in SUNSEA Intelligence;It was also found that the enterprise had 2 judgment documents;There are 65 litigation relationships, 11 announcements, and 2 case filing information.