Do I need to apply for exemption if I meet the conditions for exemption from one subject in the secu

Mondo Education Updated on 2024-02-01

Candidates who meet the conditions for exemption from one subject of the **Professional Qualification Examination do not need to apply for exemption, and can directly take another subject. According to the "Rules for the Management of Directors, Supervisors, Senior Managers and Practitioners of the Company" issued by the China ** Industry Association, it can be seen that the basic knowledge of the financial market and the first laws and regulations can be exempted, but certain conditions need to be met.

**Exemption from the qualification examination

1. **Exemption conditions for basic market laws and regulations.

Those who have passed the national legal professional qualification examination may not participate in the test of basic laws and regulations of the market; Other conditions stipulated by the Association.

Of course, if you want to become a ** practitioner, you naturally need to obtain the corresponding certificate, as long as you meet the registration conditions, you can take the corresponding certificate, click to inquire quickly

2. Exemption conditions for basic knowledge of financial markets.

Those who have passed one of the examinations such as the Basic Knowledge of Investment, the National Certified Public Accountant Qualification Examination, the Certified International Investment Analyst (CIIA) Qualification Examination, and the Chartered Financial Analyst (CFA) Qualification Examination organized by the China Investment Industry Association, or have been engaged in economic and financial research or management related work in relevant state departments, scientific research institutes, higher education institutions and other units for more than 8 years, may not participate in the basic knowledge test of the financial market; Other conditions stipulated by the Association.

Frequently asked waiver questions

1. **Whether all subjects can be exempted from the examination?

OK. If you pass the legal exam, you can be exempted from the basic laws and regulations of the market; If you pass the second subject or one of the clubs, CIIAs, and CFAs, you will be exempted from the basic knowledge of the financial market, so if you meet the above conditions, you can directly apply for registration** qualifications.

2. **Can I apply for a special subject directly if I am exempted from taking a subject?

No way. **Practitioners are exempted from taking one subject, and they also need to pass another subject before they can apply for the special examination, and they cannot apply for the special examination if they have not taken any of the subjects.

3. After passing the second subject, you only need to pass the basic laws and regulations of the market to meet the professional standards.

Yes. Passing the second subject is eligible for exemption from the basic knowledge of the financial market, so you only need to pass the basic laws and regulations of the market to obtain the qualification.

4. What are the conditions for registering ** qualifications?

*Qualification registration is conditional, as long as the conditions are met, you can register. In the exemption conditions mentioned in this article, it is mentioned that you can be exempted from the financial foundation exam if you pass the ** subject 2!

**Qualification registration

Type 1: ** You can register if you pass the basic laws and regulations of the market and the basic knowledge of the financial market.

The second type: pass the ** basic market laws and regulations exam and pass the ** subject 2 or one of the note, CIIA, and CFA to register.

Type 3: Both subjects can meet the above exemption conditions (such as the first question).

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