How to strengthen risk management and improve risk prevention?

Mondo Finance Updated on 2024-01-30

In order to thoroughly implement the spirit of the first economic work conference and the national financial work conference, put the active prevention and resolution of financial risks in a more important position, continue to promote the in-depth development of the rectification of the banking market chaos, effectively standardize the banking industry business behavior, and strictly abide by the bottom line of no systemic financial risks, all banking financial institutions and regulators at all levels should accurately grasp the theoretical essence of socialism with Chinese characteristics in the new era, and fully realize the long-term nature of deepening the rectification of the banking market chaos. Complexity and arduousness, in terms of ideology, politics and action, the implementation of the decision-making and deployment of financial work, to deepen the rectification of the banking market chaos as an important starting point, and effectively return to the origin of serving the real economy, and resolutely fight the battle to prevent and resolve major risks.

All banking financial institutions and regulatory agencies at all levels should grasp the fundamental principle of serving the real economy, strictly investigate the behavior of funds from real to virtual in the financial system, strictly investigate the behavior of "yang feng yin violation" or selective implementation of macroeconomic regulation and control policies and regulatory requirements, actively implement the new development concept, and form a virtuous circle within the financial and real economy, finance and real estate, and financial system. It is necessary to grasp the foundation of improving corporate governance, and focus on standardizing shareholder behavior, strengthening equity management, and promoting the operation of the "three committees and one layer" in accordance with the law. It is necessary to grasp the key point of shadow banking and cross-financial product risks, and strictly investigate the nesting of interbank, wealth management, off-balance sheet and other businesses, the mismatch between the speed of business development and internal control and risk management capabilities, and the illegal increase of leverage, chain, regulatory arbitrage and other behaviors. It is necessary to grasp the focus of compliance management in accordance with the law, and resolutely adhere to the common problems such as weak compliance awareness, lack of system, and repeated investigation and recidivism. It is necessary to grasp the key to the rights and interests of financial consumers, strictly investigate the arbitrary establishment of institutions, disorderly business, illegal sales, and the transfer of benefits, strengthen information disclosure and management of the appropriateness of financial products, regulate the order of market competition, effectively protect the legitimate rights and interests of consumers, and maintain public confidence.

A person from a commercial bank told the 21st Century Business Herald reporter that some of the new requirements in the document, such as improving the unified credit management, may be that there are already banks involved in risks or there are signs of it. "SPV investment should correspond to the ultimate debtor in accordance with the principle of penetration", but in practice, the principle is difficult to operate, and if banks fully comply, many businesses are basically impossible.

As a state-owned enterprise big data network platform focusing on providing professional services for the formation, operation and circulation of state-owned assets, Quanyihui currently has 100,000 policies and regulations on multinational state-owned assets. In order to better assist state-owned assets and state-owned enterprise users, investors, professional third-party institutions, etc. to provide a professional Internet big data service system and help them learn more about policies and regulations, you can check the relevant content of the policy section of Quanyihui by yourself, and for details of this article, please refer to the policy function of Quanyihui to search for the "Notice of the China Banking Regulatory Commission on Further Strengthening Credit Risk Management" (Yin Jian Fa 2016 No. 42).

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